Securities & Investment Fraud Attorneys

Securities & Investment Fraud Attorneys

Ponzi Schemes Ponzi schemes commonly target those investors who are least able to withstand financial losses. We represent victims of Ponzi schemes and relentlessly pursue the perpetrators to help investors recover fraudulently taken funds. It was there that Scott learned the strategies brokerage firms employ to defend themselves against legitimate investor claims. We understand what you are going through, and we also know what we need to do to address the situation. The investment fraud attorney’s at Haselkorn & Thibaut pride themselves on the high level of accessibility, communication, and quality representation that each client deserves. This is why clients are satisfied and why other attorneys and professionals feel confident referring their clients.

Better yet, consult with an attorney who can advise you of your tax obligations. Additional practice areas include probate, wills and trust, estate and trust litigation, tax/corporate, appellate, family/divorce, commercial litigation, real estate, zoning, and construction litigation among our various practice areas. Arbitrators are generally three neutral individuals who serve as the judge and jury for your case. Some have more arbitration experience than others; however, in order to become an arbitrator, one must apply and receive training. It is known that UBS operated over a dozen closed-end bond funds which were hit by the downturn in Puerto Rico bonds. For example, one closed-end UBS fund, the Tax-Free Puerto Rico Fund Inc. had a net asset value of $5.52 on Sept. 11, 2014 down from $6.73 the week before and $9.55 on January 31, 2014.

Stock Loss Lawyer

Berger Montague welcomes referrals from other law firms and attorneys. Kiromic BioPharma Stock Loss Lawyer are available to evaluate potential securities fraud cases without charge. We have personally worked for several years in the financial services industry. We have experience on all sides and in virtually every type of matter in this area.

What Laws Exist That Protect Me Against Securities Fraud?

It can be difficult to know for sure if you’re the victim of investment securities fraud, but there are several common signs to look out for. These acts regulate investment firms and advisors to minimize conflicts of interest that may arise and provide a level of transparency for investors. The Securities Exchange Act of 1934 created the Securities and Exchange Commission –an organization that oversees, registers, and regulates brokerage firms, transfer agents, clearing agencies, and the nation’s securities self-regulatory organizations . The verdict and subsequent recovered amounted to 80% of the investor’s net losses. If you have been the victim of fraud or negligence, it is imperative that you seek guidance from an investment fraud attorney who can review the specific circumstances of your individual case. But under the suitability rule, as long as the investment is suitable, the firm might have an undisclosed conflict of interest, and that’s simply wrong.

Securities Class Action FAQs

Our securities and investment fraud lawyers are dedicated to helping victims recover financial losses caused by stockbroker fraud, broker misconduct, and unsuitable recommendations. If you believe that your stock market loss may be the result of stockbroker fraud or misconduct, contact a lawyer at Zamansky LLC today. Our stock broker fraud law firm offers free consultations and we have the experience and resources to help you recover your financial losses.

When Stock Losses are Unusually High, It May Be Time to Consult with a Stock Broker Fraud Lawyer

Every stock broker fraud lawyer at our firm is far too familiar with cases of stock broker fraud and misconduct that often take place in a volatile market. We really grew to despise the way broker-dealers and many financial advisors treated and still treat their customers. In fact, we got so sick of defending bad guys that we, in essence, fired our broker-dealer clients and built something we could feel good about. We wanted to fight for causes and people we could believe in, and now we do, every day.

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